To comply with the SEC Marketing Rule, some Broker/dealers require certain PDF disclosures and format for their advisors using Kwanti. These changes automatically apply to the PDFs you create in Kwanti, if you are associated with one of these B/D's.

Ameritas

These changes automatically apply:

• Custom disclosures added to the Cover Page
• Custom disclosures page. You can add disclosures, but not remove from the disclosures page.
• Periodic Return table on Performance page cannot be customized.
• Advisor fee cannot be left blank.
• Securities page is mandatory. 
• The Risk Score page has not been approved. 

Cambridge

These changes automatically apply:

• Hypothetical performance is not allowed. The following pages are excluded: Performance page, Estimated Income page, Risk Score Page and Stress Test page. 

LPL Financial

These changes automatically apply:

• A wrapper disclosures page provided by LPL is added to the beginning of all PDF reports.
• The Performance page contains a proposed "Portfolio Max LPL Program Fee" of 3%.
• History backfill is not allowed. The portfolio history is limited by the asset with the shortest history.
• These pages are mandatory and may not be removed: Cover, Positions, Allocation, Funds Expenses, Securities, Disclosures.
• The Risk Score page has not been approved.